5. Toxicity
Chemical-specific toxicity valuesDerived values (for example, reference doses and slope factors) that can be used to estimate the incidence or potential for adverse human health effects in receptor (USEPA 2015h). are frequently reassessed and are updated over time as new information becomes available. For some chemicals, consensus is established on the appropriate toxicity values to be used. For others, however, agencies have differing toxicity values. Selecting toxicity values without understanding how they were derived can lead to over- or underestimates of potential risks associated with chemical exposureContact of a receptor with a chemical. Exposure is quantified as the amount of the chemical available at the exchange boundaries of the organism (for example, skin, lungs, gut) and available for absorption (USEPA 1989a)., which may result in risk managementThe process of identifying, evaluating, selecting, and implementing actions to reduce risk to human health and to ecosystems. The goal of risk management is scientifically sound, cost-effective, integrated actions that reduce or prevent risks while taking into account social, cultural, ethical, political, and legal considerations (Commission 1997a). decisions that are not defensible or protective of human health.
This chapter discusses and provides guidance on key issues associated with conducting toxicity assessments for risk assessmentAn organized process used to describe and estimate the likelihood of adverse health outcomes from environmental exposures to chemicals. The four steps are hazard identification, dose-response assessment, exposure assessment, and risk characterization (Commission 1997a).. The key issues are organized around the following topic areas:
Sources of Toxicity Values
- Choosing Among Toxicity Values from Multiple Sources
- What To Do When a Toxicity Value is Not Readily Available
- Assessing Toxicity of Chemical Groups/Mixtures
- Assessing Toxicity of Mutagenic Carcinogens
- Addressing Lead Toxicity
Effects of Toxicity Value Uncertainty on Risk Management Decisions
A discussion of toxicity value derivation and uncertaintyThe lack of perfect knowledge of values or parameters used in a risk assessment. Uncertainty may be reduced by collection of additional data. as they relate to risk management decisions is provided in Appendix B.
5.1 Sources of Toxicity Values
Differences in regulatory agency policies for risk assessments, including the toxicity values used by the agencies, can result in large variations in decision outcomes (ITRC 2008). An uninformed selection of a toxicity value may result in inadequate protection of human health, overly conservative risk management decisions, or rejection of the risk assessment by the regulatory agency.
5.1.1 Issue – Choosing Among Toxicity Values from Multiple Sources
A variety of toxicity values are available to quantify the relationship between the degree of exposure to a chemical and the incidence or severity of health effects. For some chemicals, consensus exists in the scientific community on the appropriate toxicity values to be used, while consensus does not exist for others. This lack of consensus sometimes results in differences in toxicity values (and resulting risk estimates) from state to state. Consequently, controversy occurs over the protectiveness of the risk estimates resulting from the use of these toxicity values.
Toxicity values should be chosen based on the best available science for a specific chemical at the time the risk assessment is prepared (USEPA 2003d) using scientifically sound professional judgmentDecisions made based on knowledge gained through education and experience..
How risk assessors choose the toxicity values may significantly affect results of the risk assessment. Appendix A provides a table that lists some of the common sources of toxicity values as well as links to each for convenient reference. At times, specific state regulations limit the choice of toxicity values, while at other times the risk assessor must use professional judgment to determine the best toxicity values for a specific chemical.
Although the USEPA and some states have developed source hierarchies for use in selecting toxicity values, sources may have varying schedules for reassessing toxicity values. Depending on when new information becomes available or is evaluated, toxicity values for a chemical in one source may be more up-to-date than those in another source.
Guidance documents listed in Section 5.3 provide more detail regarding each toxicity value type, the fundamentals associated with toxicity values, and other key definitions (for example, the difference between acute, chronic, and subchronic exposure durations defined in (USEPA 1989a). Toxicity values should be chosen based on the best available science for a specific chemical at the time the risk assessment is prepared (USEPA 2003d). This approach requires scientifically sound professional judgment by the risk assessor.
5.1.1.1 Options – Use USEPA Guidance
Initially, USEPA (1989a) presented an approach for selecting toxicity values by recommending a hierarchy of sources. Because the field of toxicology evolves rapidly, however, USEPA does not require rigid application of this hierarchy. Instead, USEPA recommended that “EPA and State personnel may use and accept other technically sound approaches.” Protection of human health can only be achieved by using the best available science as the basis for risk assessments, therefore USEPA generally recommends a three-tier hierarchy of toxicity information sources (USEPA 2003d):
- Tier 1 – USEPA’s Integrated Risk Information System (USEPA 2015e)
- Tier 2 – USEPA’s Provisional Peer Reviewed Toxicity Values (USEPA 2013f)
- Tier 3 – Other Sources – additional USEPA and non-USEPA sources, including toxicity values prepared by states and agencies. Priority is given to sources that provide toxicity information based on similar methods and procedures as those used in Tier 1 and Tier 2 sources, and that are peer-reviewed, available to the public, and transparent in the methodologies and processes used to develop the values. USEPA provides examples, including the California EPA’s toxicity value database (CalEPA 2013), the Agency for Toxic Substances and Disease Registry Minimal Risk Levels (MRL) (ATSDR 2013), and the USEPA Health Effects Assessment Summary Tables (HEAST) (USEPA 1997d).
5.1.1.2 Option – Use USEPA Guidance Supplemented with ECOS Guidance
The Environmental Council of the States (ECOS) offers guidance on the characteristics of preferable Tier 3 toxicity values (ECOS 2007). ECOS recommends assigning preference to toxicity values that are developed as follows:
- using a “previously established and publicly available methodology”
- using methods reflecting “…the current best scientific information and practices; new assessment methods should provide reproducible results and meet quality assurance and quality control requirements”
- considering "…the quality of studies used, including the statistical power or lack thereof to detect effects”
- using durations "…consistent with the duration of human exposure being assessed”
5.1.1.3 Option – Use State Agency Toxicity Values
Many states have adopted USEPA’s recommended hierarchy or a modified version of USEPA’s hierarchy (for example, NJDEP 2008; Pennsylvania Revised Code 2011; University of Florida 2005). Also, some states (for example, California) stipulate specific toxicity values within their state regulatory framework and may require that their values be used to supplement or supersede USEPA’s hierarchy of sources. Even if an agency does not stipulate the toxicity values, it may have guidance on this issue.
5.1.1.4 Option – Consult Experts in Toxicology
If experts and agencies disagree about which toxicity value is best when multiple values are available, the Superfund Health Risk Technical Support Center (STSC) (USEPA 2013h) or a professional toxicologist can be consulted. This approach is not an option if the state stipulates the toxicity value source in its code or regulations.
5.1.2 Issue – What to do When a Toxicity Value is Not Readily Available
Generally, when toxicity values are not available from a higher-tier source (Tier 1), lower-tier sources should be used (for example, Tier 2 sources, if available, followed by Tier 3 sources). For some chemicals (for example, 4-ethyltoluene, sec-butylbenzene), toxicity values are not readily available from Tier 1, 2, or 3 sources, and other options should be pursued.
5.1.2.1 Option – Determine whether the Toxicity Value is Needed
If a chemical with missing toxicity values is unlikely to affect risk management decisions, searching for toxicity information is not warranted.
It may not be necessary to search for toxicity values if, based on professional judgment, the chemical is unlikely to significantly affect the risk assessment results or risk management decisions (for example, the concentrations of other chemicals colocated in the area would warrant remediation action already). For example, if a volatile compound is missing an oral toxicity value but has an inhalation toxicity value, then the missing oral toxicity value may not be a significant issue because, for volatile chemicals, the inhalation pathway may be more significant than the ingestion pathway. Also, if the frequency of detection of a chemical is low (for example, less than 5%) and if the chemical is detected at low concentrations, then missing toxicity values may not be a significant issue (see Section 4.5.2 for additional information on selecting chemicals for evaluation).
5.1.2.2 Option – Use Chronic Toxicity Values for Subchronic Exposures or Vice-versa
Chronic toxicity values are typically used in risk assessments and are available in the Tier 1 source (IRIS), whereas both chronic and subchronic toxicity valuesToxicity values typically used for exposure durations ranging from 2 weeks to 7 years, and are not used for children ages 0-6. may be available in Tier 2 and Tier 3 sources. When a subchronic toxicity value is needed, a lower tiered source (Tier 2 or Tier 3) can be searched for a subchronic toxicity value or the chronic toxicity value (from the Tier 1 source) can be used. For example, a chronic oral RfD could be used as a surrogate for a subchronic oral RfD. Conversely, subchronic toxicity values could be used as surrogates for unavailable chronic toxicity valuesToxicity values used for repeated or persistent exposures (durations exceeding 10% of a lifetime [7 years or longer] and for exposures by children ages 0-6). (for example, a subchronic inhalation reference concentration (RfC)A concentration specified by USEPA to limit human inhalation exposure to potentially hazardous levels of chemicals in air (Commission 1997a). from a Tier 2 source could be used as a surrogate for an unavailable chronic inhalation RfC). A subchronic toxicity value should not be used as a surrogate for a chronic toxicity value, however, without making adjustments to account for the duration of exposure used to define the subchronic value, and without consideration the sensitivity of the endpoint used to define the subchronic value.
5.1.2.3 Option – Use Toxicity Values for a Similar Chemical
Toxicity values available for other chemicals with similar chemical structure can be used as surrogates (see Section 4.5.3.2) when a toxicity value is not readily available in Tier 1, Tier 2, or Tier 3 sources, and it is not possible to substitute a chronic or subchronic toxicity value (as discussed in Section 5.1.2.2), Currently there is no general consensus on assessing similarity for chemicals used as surrogates. Historically, risk assessors chose surrogate chemicals with little consideration for similarity in chemical structure, but USEPA now provides guidance on surrogate similarity. Consult a professional toxicologist before a chemical is used as a surrogate.
USEPA’s STSC (USEPA 2013h) uses quantitative structure-activity relationship models to compare chemical structures, determine the similarity between chemicals, and provide surrogate chemical toxicity data. USEPA’s regional screening levels (RSL) table (USEPA 2014e) incorporates the surrogate chemical toxicity data that have been endorsed by the STSC. For chemicals not on the RSL table and for chemicals on the table with missing toxicity values, the STSC can be queried directly. USEPA’s RSL table is updated approximately every six months, so the most recent version of the RSL table should be checked for current toxicity values to use as surrogates. Another source of toxicity values is the Oak Ridge National laboratory (ORNL) Risk Assessment Information System (RAIS) database (ORNL 2014). RAIS is updated as new information becomes available.
5.1.2.4 Option – Use Oral Toxicity Values for Inhalation Exposures or Vice-Versa
Toxicity values derived using route-to-route extrapolation may be reasonable in limited cases. For example, it may be possible to extrapolate an inhalation toxicity value from an oral toxicity value and vice-versa. In general, however, route-to-route extrapolation is discouraged because the pharmacokineticStudy of the absorption, distribution, metabolism, and excretion of chemicals and the genetic, nutritional, behavioral, and environmental factors that modify these parameters (Commission1997a). differences between the two routes of exposure may be overlooked. Route-to-route extrapolation also adds additional uncertainty to the risk estimates (USEPA 2009a). The inhalation dosimetry methodology (USEPA 1994b) provides specific examples of situations in which route-to-route extrapolation from oral toxicity values might not be appropriate.
5.1.2.5 Option – Consult Experts in Toxicology
Should none of the potential options above help to address the lack of toxicity information for a particular chemical of interest, the STSC (USEPA 2013h) or a professional toxicologist can be consulted.
5.1.3 Issue – Assessing Toxicity of Chemical Groups/Mixtures
The toxicity values discussed above are specific to individual chemicals. Stakeholders may express concerns about a chemical-by-chemical approach to toxicity assessmentThe combination of the hazard identification and the dose response assessment. because multiple chemicals typically are detected at a site, in addition to the numerous chemicals unrelated to the site that people encounter daily in air, water, and food. Questions about how these chemicals may interact with each other in human bodies have generated considerable interest among scientists and the general public.
The toxicological literature defines four types of potential chemical interactions that influence the toxicity of chemicals: additive effects, synergistic effectsEffects from exposure to multiple chemicals that lead to an increased response that exceeds what would be estimated for exposure to each chemical independently (USEPA 2014e) (for example, 2 + 2 = 20)., potentiationA chemical interaction that influences the toxicity of a chemical. One chemical increases the effect of another chemical (USEPA 2014m) (for example, 1 + 2 = 10)., and antagonismA chemical interaction that influences the toxicity of a chemical when one chemical interferes or inhibits the effect of the other chemical; for example, 4 + 6 = 8 (USEPA 2015h).. Additive effects occur when the combined effect of two chemicals is equal to the sum of the effects of each chemical alone (for example, 2 + 3 = 5). Additive effects can be further subdivided into dose addition and response addition. Synergistic effects, potentiation, and antagonism are not typically addressed in risk assessment because of the lack of toxicity information for most chemical mixtures present at sites under investigation. Additivity of dose/risk is generally assumed because the scientific knowledge on interactions among chemicals is inadequate to support other approaches.
5.1.3.1 Option – Use USEPA’s Default Approach, Additivity
The recommendations from USEPA’s first mixtures risk assessment guidance (USEPA 1986) were incorporated into RAGS, Part A (USEPA 1989a), which still serves as general guidance for risk assessments today. While this guidance acknowledges the four different types of chemical interactions listed above, it recommends dose addition (for noncarcinogens) and response addition (for carcinogens) as the default approaches for addressing chemical mixtures in risk assessment.
Dose addition is the most commonly used mixtures approach and is the assumed approach underlying the hazard indexThe sum of more than one hazard quotient for multiple substances and/or multiple exposure pathways. The hazard index is calculated separately for chronic, subchronic, and shorter-duration exposures (USEPA 1989a)., the relative potency factorA scaling factor that represents the relative toxicity of a chemical based on the toxicological dose-response data of an index chemical. (RPF), and toxic equivalency factor (TEF) approaches discussed below. Dose addition assumes toxicological similarity between the chemical components of a mixture (that they have similar mechanisms for exerting toxicity and similarly shaped dose-response curves), and that they differ only in potency. With dose addition, the toxicological effect of the mixture is predicted by the sum of the individual chemical doses (adjusted for potency).
Response addition assumes that the chemical components of a mixture act on different organs and systems or produce effects that do not influence each other (USEPA 2000c). This form of additivity is most commonly used to estimate risks from exposure to multiple carcinogens, where the cumulative cancer risk estimate is the sum of the probabilities associated with exposure to each carcinogenic chemical.
USEPA’s supplementary mixtures guidance provides additional scientific updates and methods for addressing different types of chemical mixtures in human health risk assessments (USEPA 2000c). Although USEPA recognizes the need to better understand the nature and toxicological significance of chemical mixtures, additivity, which implies a lack of interaction, remains the current default approach.
5.1.3.2 Option – Use an RPF Approach
The RPF approach relies on the existence of toxicological dose-response data for at least one chemical of the mixture (referred to as the index chemical), the toxicity of the other individual chemicals in the mixture, and the toxicity of the mixture as a whole. The toxicity of the related chemicals is predicted from the index chemical, and a scaling factor for the toxicity of the related chemicals is used. This scaling factor (the RPF) represents the relative toxicity with respect to the index chemical. For example, if chemical A is considered to be one-tenth as toxic as the index chemical (it requires 10 times the exposure to cause the same toxicity), then the RPF for chemical A is 0.1. USEPA currently uses the RPF approach for assessing cancer risk for PAH mixtures and for cumulative risk assessments of five groups of pesticides (for example, organophosphates).
5.1.3.3 Option – Use a Toxic Equivalency Factor Approach Where Applicable
The TEF approach is a form of the RPF approach, but is reserved for groups of chemicals for which more robust information is available about the mechanisms of chemical toxicity. “TEFs are consensus estimates of chemical-specific toxicity/potency relative to the toxicity/potency of an index chemical. TEFs are the result of expert professional judgment using all available data and taking into account uncertainties in the available data” (USEPA 2010d). Two classes of chemicals for which TEF approaches have been developed by USEPA and other agencies are dioxins/furans and polychlorinated biphenyls.
5.1.3.4 Option – Consult Experts in Toxicology
Should none of the potential options above help to address how to evaluate the particular chemical mixtures of interest, the STSC (USEPA 2013h) or a professional toxicologist could be consulted.
5.1.4 Issue – Assessing Toxicity of Mutagenic Carcinogens
Chemicals with potential mutagenic mode of actionThe way in which a chemical elicits toxicity; does not complete characterization of the mechanisms of action (USEPA 2005b). (MOA) for carcinogenesis are considered to be more toxic during early life (under age 16). Not correctly accounting for the potential mutagenic MOA in evaluating the risks involving early life exposures underestimates risk for these chemicals. Prior to 2005, the generic adjustments for potential mutagenic MOA were not made to the cancer risk estimates. Since USEPA published guidance on this topic (USEPA 2005d), however, many agencies have required adjustments for chemicals with a potential mutagenic MOA to avoid underestimating cancer risk.
USEPA maintains a list of chemicals that have a potential mutagenic MOA for carcinogenesis (USEPA 2013a). Since complete consensus may not exist on some study data interpretations, state agencies may have their own list of chemicals that they deem to have a potential mutagenic MOA.
5.1.4.1 Option – Use a General Approach for all Mutagenic Carcinogens as Appropriate
For most carcinogens with a potential mutagenic MOA, chemical-specific age-dependent adjustment factors (ADAFs) are not available (USEPA 2013a). In the absence of chemical-specific ADAFs, USEPA recommends the use of default ADAFs when calculating cancer risk estimates for exposures during early life (USEPA 2005d):
- an ADAF of 10 (10 times higher toxicity) for ages under 2 years
- an ADAF of 3 (3 times higher toxicity) for ages over 2 and under 16 years
- an ADAF of 1 (no adjustment) for ages 16 years and older
USEPA’s Handbook for Implementing the Supplemental Cancer Guidance at Waste and Cleanup Sites (USEPA 2012b) provides details on applying recommended potency adjustment factors in the risk calculations.
USEPA recommends applying chemical-specific modifications to the risk estimates for two mutagens: TCE and vinyl chloride (USEPA 2005d; USEPA 2005b)
5.1.4.2 Option – Use a Chemical-Specific Approach where Chemical-specific Adjustments are Warranted
Currently, USEPA recommends applying chemical-specific modifications to the risk estimates for two mutagens: TCE and vinyl chloride. Nonstandard ingestion and inhalation risk equations apply to TCE and vinyl chloride. For all other carcinogens with a potential mutagenic MOA, the default ADAFs specified in USEPA guidance are used (USEPA 2005d).
For mutagenic MOA adjustments for TCE and vinyl chloride, as explained in detail (with example calculations) in the IRIS Toxicity Assessment for TCE (USEPA 2011d), USEPA recommends that kidney risk be assessed using the mutagenic equations and that liver and non-Hodgkin lymphoma be addressed using standard cancer equations. Not applying this modification results in an overestimate of exposure risks.
The following table presents details on calculating cancer risk estimates for ingestion and inhalation of TCE in soil, accounting for contributions to kidney cancer (adjusted using ADAFs) and non-Hodgkin lymphoma (NHL) + liver cancer (not adjusted using ADAFs). For more information, see the Toxicity Review (USEPA 2011g) and the RSL User’s Guide (USEPA 2014e).
|
Residential soil ingestion |
||||
|---|---|---|---|---|
|
|
Age group |
|||
|
0 to 2 |
2 to 6 |
6 to 16 |
16 to 30 |
|
|
Soil concentration (mg/kg) |
1 |
1 |
1 |
1 |
|
Ingestion rate (mg/day) |
200 |
200 |
100 |
100 |
|
Conversion factor (kg/mg) |
1.00E-06 |
1.00E-06 |
1.00E-06 |
1.00E-06 |
|
Exposure frequency (days/year) |
350 |
350 |
350 |
350 |
|
Exposure duration (years) |
2 |
4 |
10 |
14 |
|
Body weight (kg) |
15 |
15 |
70 |
70 |
|
Averaging time (days/year) |
25,550 |
25,550 |
25,550 |
25,550 |
|
Lifetime average daily dose (mg/kg/day) |
3.65E-07 |
7.31E-07 |
1.96E-07 |
2.74E-07 |
|
0.0460 |
0.0460 |
0.0460 |
0.0460 |
|
|
SF for kidney cancer* (mg/kg/day)-1 |
0.0093 |
0.0093 |
0.0093 |
0.0093 |
|
SF for NHL + liver cancer (mg/kg/day)-1 |
0.0367 |
0.0367 |
0.0367 |
0.0367 |
|
ADAF (unitless) |
10 |
3 |
3 |
1 |
|
Risk of kidney cancer (unitless) |
3.4E-08 |
2.04E-08 |
5.46E-09 |
2.55E-09 |
|
Risk of NHL + liver cancer (unitless) |
1.34E-08 |
2.68E-08 |
7.18E-09 |
1.01E-08 |
|
Sum of risks (unitless) |
4.74E-08 |
4.72E-08 |
1.26E-08 |
1.26E-08 |
|
Total risk |
1.2E-07 |
|||
*From Section 5.2.3.3.2 of the September 2011 Toxicological Review of TCE
5.1.4.3 Option – Determine whether Mutagenic MOA is Appropriate for Site
At sites where receptors under age 16 are not exposed, potency adjustments for early life exposures are unnecessary. In addition, at sites where mutagens are not detected, adjustments are not applicable. Currently some state agencies and programs do not require or incorporate adjustments for mutagenic MOA. In these cases, at sites where receptors under age 16 may be exposed and chemicals with a mutagenic MOA are present, risk estimates for mutagenic carcinogens may be underestimated.
5.1.4.4 Option – Consult Experts in Toxicology
Should none of the potential options above help to address how to evaluate the particular mutagenic chemical, the STSC (USEPA 2013h) or a professional toxicologist can be consulted.
5.1.5 Issue – Addressing Lead Toxicity
Toxicity from exposure to lead is not evaluated in the same manner as it is for other chemicals, reflecting the unique method of toxicity for lead. Lead toxicity is estimated using various lead uptake models and federal and state regulatory levels are frequently policy based.
Lead is considered a potential human carcinogen, and certain regulatory agencies may require evaluation of the associated cancer risk (for example, California). The sensitive toxicity endpoint, however, is neurotoxicity, which is not evaluated through the traditional risk assessment process. Typically, toxicity values are not used for lead in the same way that they are used for other chemicals in risk assessments. Instead, lead models are used to evaluate the potential toxic effects of lead exposure in various exposure scenarios.
Lead risk assessment is unique because scientific research has linked adverse human health effectsTypically defined as an incremental lifetime cancer risk (for example, exceeding a range of 1E-4 to 1E-6) or a hazard quotient or hazard index (for example, one). to blood lead levels (BLLs) rather than a dose rate. A child’s developing nervous system is particularly sensitive to lead, and increasing BLLs have been linked to a variety of cognitive deficits in children. Once lead enters the body, it can spread into bone and soft tissues, which act as reservoirs that release lead over time, even after the original source of lead exposure has been removed. For these reasons, several mathematical models have been developed to estimate BLLs based on lead intake via various exposure routes. Although a detailed discussion of these models is beyond the scope of this document, the following links are provided for additional information:
- USEPA’s Integrated Exposure Uptake Biokinetic Model (IEUBKwin v1.1 build 11) (USEPA 2010a)
- USEPA’s Adult Lead Methodology (ALM) Model (USEPA 2003a)
- California EPA’s LeadSpread 8 Model (DTSC 2011a)
- USEPA’s draft All-Ages Lead Model (USEPA 2005a)
The issue often arises as to which receptorAn individual (for example, residential adult, residential child, worker, trespasser, or recreator) who has the potential to be exposed to a chemical in environmental media. groups should be modeled for specific land use scenarios. Rather than spend resources modeling all potential receptor groups, options are provided below based on the most sensitive receptor groups, which drive site cleanupThe assessment and reduction, removal, or control of chemicals in environmental media. Cleanup is synonymous with other terms such as "corrective action" and "remediation" used in various state, local, and federal programs. for residential and industrial land uses.
5.1.5.1 Option – Model Child Exposures When Assessing Residential Scenarios
When modeling child exposures for lead, an important consideration is which BLL to use. Long-standing USEPA policy stipulates that the probability of a child’s BLL exceeding a 10 µg/dL BLL of concern should fall below 5%. This criterion is the basis for the 400 mg/kg residential USEPA RSL for lead that USEPA has used for many years (USEPA 1994a).
USEPA currently recommends 10 µg/dl, CDC’s ACCLPP recommends 5 µg/dl, and California recommends a BLL change of 1 µg/dl.
In January 2012, the CDC’s Advisory Committee for Childhood Lead Poisoning Prevention (ACCLPP) released a report regarding child BLLs. ACCLPP recommended eliminating the use of the term “blood lead level of concern” and replacing it with the term “blood lead reference level” (CDC 2012b; CDC 2012a). This committee also recommended the use of a blood lead reference level of 5 µg/dL (as opposed to the previously recommended 10 µg/dL) in children to trigger medical and prevention actions. The newly proposed BLL is based on the 97.5th percentile of BLL distributionA distribution describes the probability or likelihood of any potential value. among children ages one to five from the National Health and Nutrition Examination Survey (NHANES) data. In May 2012, CDC concurred in principle with the ACCLPP’s January 2012 recommendations (CDC 2012a).
As of November 2013, USEPA has not changed the risk reduction goal for lead. The USEPA’s current risk reduction goal for contaminated sites is to limit the probability of a child’s BLL exceeding 10 µg/dl to 5% or less (USEPA 2015f).
Lead models may warrant modifications to appropriately evaluate exposures that are not continuous or chronic (see Section 5.1.5.3).
In 2007, California EPA revised its lead policy as a result of the concerns about potential toxicity to children at BLLs less than 10 µg/dL. California EPA’s Office of Environmental Health Hazard Assessment relied on data from scientific studies that quantified the relationship between BLLs in children and IQ scores. The Office of Environmental Health Hazard Assessment concluded that a 1 µg/dL increase in BLL corresponds to a 1 point decrease in IQ and selected 1 µg/dL as a benchmark BLL change due to a specific exposure source (California Environmental Protection Agency 2007). In current practice, the value for BLL in children that is typically used is 10 mg/dL, unless the state regulatory agency recommends another value.
Another consideration is which model to use. In current practice, USEPA’s IEUBK model for lead in children is the most common model used to evaluate lead exposures in residential settings and to establish lead remedial action levels (USEPA 2007f). This model consists of four components (exposure, uptake, biokineticsMovement of a chemical (for example, absorbed lead) throughout the body by physiologic or biochemical processes., and variabilityA population’s natural heterogeneity or diversity, particularly that which contributes to differences in exposure levels or in susceptibility to the effects of chemical exposures (Commission 1997a). For example, workers may perform different functions that may affect time, frequency, and duration of contact with an environmental medium). Variability cannot be reduced by collection of additional data.) that can be adjusted based on site- or scenario-specific conditions. Through adjustments of these four components, the model estimates a distribution of BLLs for a hypothetical child or group of children.
Although IEUBK is typically used, states may specify other models. California EPA has its own biological model (LeadSpread) for evaluating childhood lead exposures. This model uses the 1 µg/dL change in BLL benchmark with other exposure and variability factors to estimate the highest soil concentration predicted to result in a 1 µg/dL change in the 90th percentile of the population of exposed children. This soil lead screening value is 80 mg/kg (California Environmental Protection Agency 2009).
5.1.5.2 Option – Model Adult Worker Exposures when Assessing Nonresidential Scenarios
USEPA’s recommended approach for evaluating adult exposure to lead in soil is detailed in USEPA’s Recommendations of the Technical Review Workgroup for Lead for an Approach to Assessing Risks Associated With Adult Exposure to Lead in Soil (USEPA 2003e). In this guidance, USEPA describes a method for assessing potential risks associated with nonresidential adult exposures to lead in soil. The method focuses on estimating fetal BLLs in women exposed to lead in soil. Rather than recommend a single soil concentration that would represent an acceptable risk for adults exposed in nonresidential settings, a range of 750 mg/kg to 1,750 mg/kg is presented; see Figure 2 of the 2003 ALM guidance (USEPA 2003a).
In 2009, USEPA published a memorandum which provided updated estimates for baseline BLLs and the geometric standard deviation using data from NHANES studies that were conducted from 1999–2004 (USEPA 2009c). As a result of these updated inputs, acceptable soil lead concentrations were revised to a range of 750 mg/kg to 2,240 mg/kg (see USEPA 2014g for additional information).
The following table presents the assumptions, inputs, and results of USEPA’s current recommended soil lead model for adults and shows the source of the acceptable soil lead concentration range noted above (USEPA 2003a). Alternative inputs or assumptions from specific agencies can also be incorporated into the model.
|
Input |
Variable |
Units |
USEPA (2003a) Pregnant workers |
USEPA (2009b) Pregnant workers |
|
|---|---|---|---|---|---|
|
Soil Ingestion – Model Input Values |
|||||
|
Gastrointestinal absorption |
AF |
unitless |
0.12 |
0.12 |
0.12 |
|
Ingestion rate |
IR |
mg-soil/day |
50 |
50 |
50 |
|
Exposure frequency |
EF |
days/year |
219 |
219 |
219 |
|
Averaging time |
AT |
days/year |
365 |
365 |
365 |
|
Typical adult blood lead concentration |
PbB0 |
μg-Pb/dL |
2.2 |
1.7 |
1.0 |
|
Biokinetic slope factor |
BKSF |
μg-Pb/dL per μg-Pb/day |
0.4 |
0.4 |
0.4 |
|
Geometric standard deviation |
GSD |
– |
2.1 |
1.8 |
1.8 |
|
Ratio of fetal PbB to maternal PbB |
Rf/m |
unitless |
0.9 |
0.9 |
0.9 |
|
Fetal blood goal, 95th percentile |
PbBgoal |
μg-Pb/dL |
10.0 |
10.0 |
10.0 |
|
Soil Concentrations – Model Output Values |
|||||
|
Soil Pb concentrations, 95th percentile value |
– |
mg/kg |
749 |
1,754 |
2,240 |
5.1.5.3 Option – Assess Child or Adult Intermittent or Variable Exposures to Lead where Applicable
USEPA’s IEUBK model (USEPA 2010a) and USEPA’s ALM (USEPA 2003a) are commonly used to evaluate standard residential or continuous nonresidential exposure scenarios. These models may warrant modifications when the exposures are not continuous or chronic. Such scenarios may include trespassing, recreational, and daycare exposure scenarios. In these cases, a wider variety of exposure scenarios may need to be considered (such as including exposure from more than one location, or different intensities of exposure). USEPA’s Assessing Intermittent or Variable Exposures at Lead Sites (USEPA 2003b) provides guidance on using the IEUBK and ALM models to assess exposures using a time-weighted exposure. The guidance presents methods, assumptions, limitations and uncertainties associated with this approach, and example calculations are provided.
5.1.5.4 Option – Consult Experts in Toxicology
Should none of the potential options above help to address how to evaluate exposure to lead, the STSC (USEPA 2013h) or a professional toxicologist can be consulted.
5.2 Effects of Toxicity Value Uncertainty on Risk Management Decisions
5.2.1 Issue – Understanding Uncertainty in Toxicity Values
The decision and the response urgency can vary depending on the chemicals driving the risk estimates.
The toxicity values and uncertainty in the toxicity values vary by chemical, and project managers must understand these uncertainties when making risk management decisions. Since toxicity values and exposure estimates are used to calculate risk estimates, the specific toxicity values used in the risk assessment directly impact the risk estimates. Estimated risks or hazards that exceed agency defined target risk/hazard levels do not have the same implication at all sites. Therefore, numeric risk estimates presented in the risk assessment must be properly interpreted and understood. The decision and the response urgency can vary depending on the chemicals driving the risk estimates.
Generally, there is a higher degree of certainty in toxicity values from higher tier sources (Tier 1 versus Tier 3 sources, see Section 5.1.1.1), and a higher degree of certainty in chemical-specific versus surrogate chemical toxicity data. In addition, uncertainty factors that accompany the noncancer toxicity values indicate the degree of confidence to which the values are considered protective of human health. For example, if the risk estimates for a site exceed agency-acceptable levels due to only one chemical, no chemical-specific toxicity values were available for that chemical, and toxicity values for a surrogate chemical were used in the risk estimates, then a high degree of uncertainty is likely present in the risk estimates.
Chemicals classified as carcinogens have chemical-specific carcinogenic potential, and the studies on which their carcinogenic classification is determined vary in quality. The USEPA has established weight-of-evidence classifications, with the most recent in (USEPA 2005b). For example, risk estimates associated with benzene may warrant a higher sense of urgency than chloroform. According to USEPA’s IRIS database (USEPA 2000a):
Benzene is a known human carcinogen based upon evidence presented in numerous occupational epidemiological studies. Significantly increased risks of leukemia, chiefly acute myelogenous leukemia (AML), have been reported in benzene-exposed workers in the chemical industry, shoemaking, and oil refineries.
Conversely, USEPA’s IRIS database (USEPA 2001a) lists chloroform as a probable human carcinogen based on observations of increased incidence of cancer in mice and rats exposed to this chemical and inadequate evidence of increased cancer in humans in human epidemiological data and studies.
As another example, hazard index estimates associated with the soil ingestion pathway may warrant a higher sense of urgency for arsenic than thallium due to the large differences in uncertainty in the toxicity values for the two chemicals. The oral RfD for arsenic from the Tier 1 source (USEPA 1993a) is based on human chronic oral exposure studies and has a very low uncertainty factor (3), whereas the oral RfD for thallium from the Tier 2 source (USEPA 2012g) is a provisional screening value based on a 90-day rat oral exposure study and has a very high uncertainty factor (3000). The PPRTV derivation document for thallium (USEPA 2012g) states the following:
The conclusion reached in the IRIS Toxicological Review of Thallium and Compounds (USEPA 2009a) was that the available toxicity database for thallium contains studies that are generally of poor quality…However, Appendix A of this document contains Screening Values (screening subchronic and chronic p-RfD) that may be useful in certain instances.
5.2.1.1 Option – Review the Risk Characterization to Obtain Uncertainty Information for Chemicals Having the Most Influence on the Risk Estimates
The uncertainty information for the toxicity assessment can be obtained from the last step of the risk assessment (see Chapter 7), which should include the risk estimates for the site and a discussion of the overall uncertainties associated with the risk estimates. In addition, if risk estimates exceed agency-acceptable levels, a discussion of the uncertainties in the toxicity values for the risk-driving chemicals should also be presented in the risk characterizationThe risk characterization integrates information from the preceding components of the risk assessment and synthesizes an overall conclusion about risk that is complete, informative and useful for decision makers (USEPA 2000c).. Section 8.4.2 of USEPA's 1989 guidance (USEPA 1989a) presents the recommended types of uncertainty information to be included in the risk characterization section. Page 8-24 of the USEPA guidance (USEPA 1989a) provides a checklist of the uncertainties that apply to most toxicity assessments.
5.2.1.2 Option – Review Uncertainty Information in the Toxicity Assessment Section of the Risk Assessment
The uncertainty information for the toxicity assessment can be obtained from the toxicity assessment section of the risk assessment, which should cross-reference the specific tables containing the toxicity values for the chemicals evaluated in the risk assessment, including the weight-of-evidence classification for carcinogens and the uncertainty factors for noncarcinogenic toxicity values. When using this information, focus on the chemicals (and toxicity values, cancer classifications, and uncertainty factors) having the most influence on the risk estimates.
5.2.1.3 Option – Consult a Risk Assessor or Toxicologist
Risk management decisions vary by site and chemical due to differing uncertainties in toxicity values.
If the risk characterization and the toxicity assessment sections do not include uncertainty information associated with the toxicity of chemicals having the most influence on the risk estimates, or if it is unclear where the uncertainty information is, consult with a risk assessor or toxicologist.
5.3 Resources and Tools
The following resources and tools were not cited in the sections above and are included here for further information.
Concise International Chemical Assessment Documents, World Health Organization, International Programme on Chemical Safety (WHO 2013)
Maximum Permissible Risk, Netherlands National Institute for Public Health and the Environment, Ministry of Health, Welfare and Sport, (Netherlands National Institute for Public Health and the Environment 2013)
Federal Contaminated Site Risk Assessment in Canada, Part II: Health Canada Toxicological Reference Values (TRVs) and Chemical-Specific Factors, (Health Canada 2010)
Reference Dose (RfD): Description and Use in Health Risk Assessments, Integrated Risk Information System (IRIS) (USEPA 1993c)
Publication Date: January 2015